-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, FVzRGIwpbdLGgRhXdezRFutUaWSyed1NuO2apKDahUxZtXXrd6BTa+8NTVhqVvv4 /yvnxIiivYfwcvIk3P2NVg== 0000067347-95-000011.txt : 19950616 0000067347-95-000011.hdr.sgml : 19950616 ACCESSION NUMBER: 0000067347-95-000011 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19950323 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MODINE MANUFACTURING CO CENTRAL INDEX KEY: 0000067347 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 390482000 STATE OF INCORPORATION: WI FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-10880 FILM NUMBER: 95522577 BUSINESS ADDRESS: STREET 1: 1500 DEKOVEN AVE CITY: RACINE STATE: WI ZIP: 53403 BUSINESS PHONE: 4146361200 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MODINE MANUFACTURING CO CENTRAL INDEX KEY: 0000067347 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 390482000 STATE OF INCORPORATION: WI FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1500 DEKOVEN AVE CITY: RACINE STATE: WI ZIP: 53403 BUSINESS PHONE: 4146361200 SC 13G 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Modine Manufacturing Company ---------------------------- (Name of Issuer) Current Members of the Investment Committee of Modine Manufacturing Company's Pension Trusts: R. T. Savage V. S. Frangopoulos D. R. Johnson W. E. Pavlick A. D. Reid ----------------------------------- (Names of Persons Filing Statement) Common Stock, par value $0.625 per share ---------------------------------------- (Title of Class of Securities) 607828-100 ---------- (CUSIP Number) This Schedule 13G reflects purchases and reporting of shares previously held by the persons filing this statement and inadvertently filed under cover of Schedule 13D ------------------------------------------------------- (Date of Event which Requires Filing of this Statement) Check the following box if a fee is being paid with this statement: [X] 1(a) CUSIP No. 607828-100 ---------------- 1) Names of Reporting Persons S. S. or I. R. S. Identification Nos. of Above Persons R. T. Savage ---------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) X --------------- (b) --------------- 3) SEC Use Only --------------------------------- 4) Source of Funds (See Instructions) 00 (Pension Trust Funds), PF --------------------------------- 5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2 (e) ------------------------------------- 6) Citizenship U.S. -------------------------------- Number of (7) Sole Voting Power 442,183 Shares ------------------------------------- Bene- ficially (8) Shared Voting Power 2,316,607 Owned by ------------------------------------- Each (9) Sole Dispositive Reporting Power 442,183 Person ------------------------------------- With (10) Shared Dispositive Power 2,316,607 ------------------------------------- 11) Aggregate Amount Beneficially Owned by Each Reporting Person 2,758,790 ---------------------------------- 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ------------------------------------- 13) Percent of Class Represented by Amount in Row (11) 9.3% -------------------- 14) Type of Reporting Person (See Instructions) EP, IN (As a member of ---------------------------- the Pension Trust Investment Committee and individually.) ------------------------------------------------------------------------ 1(b) CUSIP No. 607828-100 ---------------- 1) Names of Reporting Persons S. S. or I. R. S. Identification Nos. of Above Persons V. S. Frangopoulos ---------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) X --------------- (b) --------------- 3) SEC Use Only --------------------------------- 4) Source of Funds (See Instructions) 00 (Pension Trust Funds), PF --------------------------------- 5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2 (e) ------------------------------------- 6) Citizenship U.S. -------------------------------- Number of (7) Sole Voting Power 348,675 Shares ------------------------------------- Bene- ficially (8) Shared Voting Power 2,316,607 Owned by ------------------------------------- Each (9) Sole Dispositive Reporting Power 348,675 Person ------------------------------------- With (10) Shared Dispositive Power 2,316,607 ------------------------------------- 11) Aggregate Amount Beneficially Owned by Each Reporting Person 2,665,282 ---------------------------------- 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ------------------------------------- 13) Percent of Class Represented by Amount in Row (11) 9.0% -------------------- 14) Type of Reporting Person (See Instructions) EP, IN (As a member of ---------------------------- the Pension Trust Investment Committee and individually) ------------------------------------------------------------------------ 1(c) CUSIP No. 607828-100 ---------------- 1) Names of Reporting Persons S. S. or I. R. S. Identification Nos. of Above Persons D. R. Johnson ---------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) X --------------- (b) --------------- 3) SEC Use Only --------------------------------- 4) Source of Funds (See Instructions) 00 (Pension Trust Funds), PF --------------------------------- 5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2 (e) ------------------------------------- 6) Citizenship U.S. -------------------------------- Number of (7) Sole Voting Power 214,168 Shares ------------------------------------- Bene- ficially (8) Shared Voting Power 2,316,607 Owned by ------------------------------------- Each (9) Sole Dispositive Reporting Power 214,168 Person ------------------------------------- With (10) Shared Dispositive Power 2,316,607 ------------------------------------- 11) Aggregate Amount Beneficially Owned by Each Reporting Person 2,530,775 ---------------------------------- 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ------------------------------------- 13) Percent of Class Represented by Amount in Row (11) 8.5% -------------------- 14) Type of Reporting Person (See Instructions) EP, IN (As a member of ---------------------------- the Pension Trust Investment Committee and individually) ------------------------------------------------------------------------ 1(d) CUSIP No. 607828-100 ---------------- 1) Names of Reporting Persons S. S. or I. R. S. Identification Nos. of Above Persons W. E. Pavlick ---------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) X --------------- (b) --------------- 3) SEC Use Only --------------------------------- 4) Source of Funds (See Instructions) 00 (Pension Trust Funds), PF --------------------------------- 5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2 (e) ------------------------------------- 6) Citizenship U.S. -------------------------------- Number of (7) Sole Voting Power 286,011 Shares ------------------------------------- Bene- ficially (8) Shared Voting Power 2,316,607 Owned by ------------------------------------- Each (9) Sole Dispositive Reporting Power 286,011 Person ------------------------------------- With (10) Shared Dispositive Power 2,316,607 ------------------------------------- 11) Aggregate Amount Beneficially Owned by Each Reporting Person 2,602,618 ---------------------------------- 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ------------------------------------- 13) Percent of Class Represented by Amount in Row (11) 8.8% -------------------- 14) Type of Reporting Person (See Instructions) EP, IN (As a member of ---------------------------- the Pension Trust Investment Committee and individually) ------------------------------------------------------------------------ 1(e) CUSIP No. 607828-100 ---------------- 1) Names of Reporting Persons S. S. or I. R. S. Identification Nos. of Above Persons A. D. Reid ---------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) X --------------- (b) --------------- 3) SEC Use Only --------------------------------- 4) Source of Funds (See Instructions) 00 (Pension Trust Funds), PF --------------------------------- 5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2 (e) ------------------------------------- 6) Citizenship Australia -------------------------------- Number of (7) Sole Voting Power 102,753 Shares ------------------------------------- Bene- ficially (8) Shared Voting Power 2,316,607 Owned by ------------------------------------- Each (9) Sole Dispositive Reporting Power 102,753 Person ------------------------------------- With (10) Shared Dispositive Power 2,316,607 ------------------------------------- 11) Aggregate Amount Beneficially Owned by Each Reporting Person 2,419,360 ---------------------------------- 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ------------------------------------- 13) Percent of Class Represented by Amount in Row (11) 8.1% -------------------- 14) Type of Reporting Person (See Instructions) EP, IN (As a member of ---------------------------- the Pension Trust Investment Committee and individually) ------------------------------------------------------------------------ 1(f) Item 1(a). Name of Issuer: - --------- -------------- Modine Manufacturing Company Item 1(b). Address of Issuer's Principal Executive Offices: - --------- ----------------------------------------------- 1500 DeKoven Ave. Racine, WI 53403 Item 2(a). Name of Person Filing: - --------- --------------------- Modine Manufacturing Company's Pension Trusts. This statement is being filed by the members of the Investment Committee defined in Modine's Pension Trusts (the "Pension Trusts") in their capacities as members of the Investment Committee. Based on a review of applicable Securities and Exchange Commission regulations, the members of the Investment Committee believe that previous purchases and sales of shares have been inadvertently filed under cover of Schedule 13D. Accordingly, no further statements pertaining to the Pension Trusts will be filed by the Investment Committee on Schedule 13D. A final statement pertaining to the Pension Trusts will be filed by the Investment Committee on Form 13D to close out the reporting of share transactions under that Schedule. Item 2(b). Address of Principal Business Office, or, if none, Residence: - --------- ------------------------------------------------------------ 1500 DeKoven Ave. Racine, WI 53403 Item 2(c). Citizenship: - --------- ----------- U.S.A. Item 2(d). Title of Class of Securities: - --------- ---------------------------- Common Item 2(e). CUSIP Number: - --------- ------------ 607828-100 Item 3: If this statement is filed pursuant to Rule 13d-1(b)(1) - ------ or 13d-2(b), check whether the person filing is a: (a) [ ] Broker or dealer registered under section 15 of the Act. (b) [ ] Bank as defined in section 3(a)(6) of the Act. (c) [ ] Insurance company as defined in section 3(a)(19) of the Act. (d) [ ] Investment Company registered under section 8 of the Investment Company Act. (e) [ ] Investment adviser registered under section 203 of the Investment Advisers Act of 1940. (f) [X] Employee benefit plan, pension fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or endowment fund; see 240.13d- 1(b)(1)(ii)(F). (g) [ ] Parent holding company, in accordance with 240.13d- 1(b)(ii)(G). If this statement is filed pursuant to Rule 13d-1(b)(2), check this box. [ ] Item 4. Ownership: Provide the following information regarding the - ------ --------- aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: See 1(b), 1(c), 1(d), 1(e) and 1(f). (b) Percent of class: See 1(b), 1(c), 1(d), 1(e) and 1(f). (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: See 1(b), 1(c), 1(d), 1(e) and 1(f). (ii) Shared power to vote or to direct the vote: See 1(b), 1(c), 1(d), 1(e) and 1(f). (iii) Sole power to dispose or to direct the disposition of: See 1(b), 1(c), 1(d), 1(e) and 1(f). (iv) Shared power to dispose or to direct the disposition of: See 1(b), 1(c), 1(d), 1(e) and 1(f). Item 5. Ownership of Five Percent or Less of a Class. - ------ -------------------------------------------- If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. Item 6. Ownership of More than Five Percent on Behalf of Another Person: - ------ --------------------------------------------------------------- Not applicable. Item 7. Identification and Classification of the Subsidiary Which - ------ Acquired the Security Being Reported on By the Parent Holding Company: Not applicable. Item 8. Identification and Classification of Members of the Group: - ------ --------------------------------------------------------- See attached exhibit. Item 9. Notice of Dissolution of Group: - ------ ------------------------------ Not applicable. Item 10. Certification: - ------- ------------- After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. R. T. SAVAGE March 13, 1995 - --------------------------------------------- -------------- R. T. Savage, President and Chief Date Executive Officer, and member of the Investment Committee V. S. FRANGOPOULOS March 13, 1995 - --------------------------------------------- -------------- V. S. Frangopoulos, Group Vice President Date Off-Highway Products and member of the Investment Committee D. R. JOHNSON March 13, 1995 - --------------------------------------------- -------------- D. R. Johnson, Group Vice President, Date Highway Products and member of the Investment Committee W. E. PAVLICK March 13, 1995 - --------------------------------------------- -------------- W. E. Pavlick, Senior Vice President, General Date Counsel and Secretary, and member of the Investment Committee A. D. REID March 13, 1995 - --------------------------------------------- -------------- A. D. Reid, Vice President Finance and Chief Date Financial Officers, and member of the Investment Committee APPENDIX A This statement is being filed by members of the Investment Committee of Modine's Pension Trusts in their capacity as Investment Committee members. R. T. Savage: Mr. Savage is President, Chief Executive Officer, Director of Modine, and member of the Investment Committee. V. S. Frangopoulos: Mr. Frangopoulos is Group Vice President, Off-Highway Products and a member of the Investment Committee. D. R. Johnson: Mr. Johnson is Executive Vice President, Operations and a member of the Investment Committee. W. E. Pavlick: Mr. Pavlick is Senior Vice President, General Counsel and Secretary of Modine, and member of the Investment Committee. A. D. Reid: Mr. Reid is Vice President - Finance, and Chief Financial Officer of Modine, and member of the Investment Committee. The business address for Messrs. Savage, Frangopoulos, Johnson, Pavlick, and Reid and Modine Manufacturing Company is 1500 DeKoven Avenue, Racine, Wisconsin 53403. Modine Manufacturing Company is a manufacturer of heat-transfer products. -----END PRIVACY-ENHANCED MESSAGE-----